In House Counsel Jobs California | JDHuntr 33128 Chief Compliance Officer, Compliance/Regulatory, CA

To apply go to JDHuntr.com

*Lead, mentor and manage the Business Conduct Department. *Design and implement company-wide compliance strategy. *Oversee Anti-Money Laundering compliance. *Oversee a team responsible for on-site examinations and regulatory branch inspections. *Manage testing and reports for annual FINRA Rule 3012 and NYSE Rule 342.30 on the firm’s supervisory process and annual SEC Rule 206(4)-7 compliance review

in-house counsel jobs, in-house attorney jobs, in-house jobs California, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs New York, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California

This entry was posted on 12/25/2019 at 5:16 pm. You can follow any responses to this entry through the RSS 2.0 feed. Responses are currently closed, but you can trackback from your own site.

Posted in attorney jobs Go In-House Counsel Jobs Go In-House Jobs in-house counsel jobs in-house jobs Law Jobs legal jobs by jdhuntr No Comments Yet